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Trading day
Results: 1059

#	Item
881	Complaint: Robert Todd Beardsley And George Lindenberg Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-20 11:24:18 Business Finance 73rd United States Congress United States Securities and Exchange Commission United States securities law Uptick rule Securities Exchange Act Short Day trading Stock market Financial economics Investment
882	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]May 28, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-29 10:07:41 Financial system Options Clearing Corporation Futures contract Market liquidity Clearing Day trading Securities Exchange Act Short Financial economics Financial markets Finance
883	Administrative Proceeding: Biremis Corporation, Peter Beck, and Charles Kim Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-18 13:45:17 Investment Finance Open outcry Day trading Trader Direct market access Trading strategy Securities Exchange Act Dark liquidity Financial markets Financial economics Stock market
884	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2013 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-18 13:44:25 Financial system Stock market Financial regulation Finance Financial services Best execution Order Day trading Short Financial markets Financial economics Investment
885	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]June 9, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings to Determine Whether to Approv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-10 09:00:51 Funds United States Securities and Exchange Commission 73rd United States Congress United States securities law NASDAQ Securities Exchange Act Exchange-traded fund Day trading Net asset value Financial economics Investment Finance
886	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2013 INVESTMENT COMPANY ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-18 13:42:40 Finance Stock market Financial services Day trading Dot-com Futures contract Broker-dealer Order Short Financial economics Financial markets Investment
887	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 13, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-14 08:09:30 Business United States Philadelphia Stock Exchange NASDAQ Rebate NYSE Arca Day trading Regulation NMS Chicago Board Options Exchange Economy of the United States United States Securities and Exchange Commission Self-regulatory organizations
888	C:kfilesigationnions48707.wpd Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-10-28 10:58:27 Finance Stock market Financial regulation Short selling Floor broker New York Stock Exchange Day trading Securities Exchange Act Short Financial markets Financial economics Investment
889	SR-Topaz[removed]December 23, 2013 Page 14 of 20 Exhibit 5 Text of the Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-03 09:41:10 Financial markets Business Finance Order Market maker Day trading Mathematical finance Chicago Stock Exchange Stock market Financial economics Investment
890	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]November 26, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 09:08:51 Stock market Securities Depository Trust & Clearing Corporation ACT Trading room Clearing Corporation Day trading Risk management Financial economics Finance Business

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